(Download) Regulation and Compliance in Operations (Securities Institute Operations Management)
• David Loader •
#3660137 in eBooks 2003-12-05 2003-12-05File Name: B001GS6Q76
6 of 6 people found the following review helpful. Helpful but not InsightfulBy R. OrdowichI was looking for a book that would provide a good overview and fundamental descriptions of the regulatory and compliance domain. This book does provide somewhat of an overview but primarily from a U.K. and FSA perspective. However, it didn't provide any insights as to where the weaknesses were with regards to compliance or any statistical data relating to the frequency of non-compliance in the industry.ToThis book is one of six books in THE OPERATIONS MANAGEMENT SERIES - the definative series for those finance professionals concerned with 'back office' or 'operations' management issues.About the AuthorDavid Loader is co-founder of DSC Portfolios Ltd., which specializes in global training and consu'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. Like any other part of an organization in the financial services industry, operations has rules and regulations to comply with. Although many view regulation as being about rooting out rogue traders and contr... [PDF.za51] Regulation and Compliance in Operations (Securities Institute Operations Management) Rating: 4.95 (612 Votes)
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You can specify the type of files you want, for your gadget.Regulation and Compliance in Operations (Securities Institute Operations Management) | David Loader. I was recommended this book by a dear friend of mine.
